Privacy Policy & Disclaimers

Legal Marks & Designations

Information contained in this website does not provide any form of personal financial advice (investment, tax, or legal), or make any recommendations regarding particular investments or financial products.

Securities offered through Kestra Investment Services, LLC (Kestra IS), Member FINRA/SIPC. Investment Advisory Services offered through Kestra Advisory Services, LLC (Kestra AS). King Financial Corporation is not affiliated with Kestra IS or Kestra AS. This site is published for residents of the United States only.
Registered Representatives of Kestra Investment Services, LLC and Investment Advisor Representatives of Kestra Advisory Services, LLC, may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. Neither Kestra IS or Kestra AS provides legal or tax advice. For additional information, please contact our Compliance department at 512-697-6000.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNERTM, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Overview

This Privacy Policy only addresses the use and disclosure by KING FINANCIAL CORPORATION of information KING FINANCIAL CORPORATION collects from you. However, this website may contain links to other sites and we may engage third party suppliers or service providers, each of which may adhere to their own privacy customs and policies. KING FINANCIAL CORPORATION does not control the content or privacy policies of such websites or the privacy policies of such third parties. KING FINANCIAL CORPORATION accepts no responsibility or liability for privacy or other issues related to the collection or use of your information by such other sites or third parties.

KING FINANCIAL CORPORATION is committed to maintaining the trust and confidence of our clients. We want you to understand how we protect your privacy when we collect and use information, and the measures we take to safeguard that information. To provide you with a high level of service, KING FINANCIAL CORPORATION must maintain certain information. Keeping customer information secure and private is a priority in our office. We are including our privacy policy in this newsletter to help you understand how we may collect information, the type of information we may collect and how we keep that information secure. I hope you will take a moment to review this policy.

If you have any questions after reading this Privacy Policy, please contact KING FINANCIAL CORPORATION by writing to KING FINANCIAL CORPORATION. The organization considers the privacy of its clients to be of fundamental importance and has established a policy to maintain the confidentiality of the information you share with us. In providing asset management services to you, we collect certain nonpublic information about you. Our policy is to keep this information confidential and strictly safeguarded, and to use or disclose it only as needed to provide services to you, or as permitted or required by law. This policy is applicable to information for current and former clients.

Your Personal Information

When you come to the KING FINANCIAL CORPORATION website, we log your current Internet address (this is usually a temporary address assigned by your Internet service provider when you log in), the type of operating system you are using, and the type of browser software used. In addition, we may keep track of what portions of the website you are visiting. We aggregate this information to help us create a better experience for users of our website. For example: we may upgrade those parts of the website that are heavily visited or optimize the website to work more efficiently with certain operating systems. This is all done without our knowing your name or other personal identifying information. When you visit the KING FINANCIAL CORPORATION website you are anonymous, unless you chose to identify yourself to us.

You are not required to provide us with personal information to use our website, unless expressly stated. For example, certain features may require you to submit some personal information in order for those features to function as designed. Such information might include, but not limited to, name, address, email address, and phone number. Certain parts of our website may require you to provide identifying information and use individual passwords in order to access personal information.

If you do choose to provide us with personal information, you can be assured that such information is kept in secured databases. KING FINANCIAL CORPORATION treats this information as confidential. KING FINANCIAL CORPORATION will use the information you provide solely to satisfy your requests for information regarding Kestra Investment Services. We do not sell, rent, or exchange any of the personal information collected on our website.

Cookies and Web Bugs

A cookie is a small piece of information that a website sends to your computer, which is stored in a file on your hard drive. The next time you visit our website, we may use the information stored in your cookie file to facilitate your use of our website. For example, we may use your cookie file to store a password so that you do not have to input it every time you move to a different section of a password protected portion of our website. A cookie does not tell us your individual identity unless you have chosen to provide it to us. Most cookies expire after a defined period of time, or you can delete your cookie file at any time you choose. In addition, you can set your browser to notify you when you receive a cookie so that you can decide whether to accept or reject it.

A web bug (or web beacon) is a tiny graphical image that is typically on a web page. Somewhat like a cookie, a web bug can tell us information such as what kind of browser is being used and what time of day this page was accessed. Some web bugs can include information such as your IP address. Some technologies will notify you of the presence of web bugs, but browsers typically do not notify you of them.

Privacy

KING FINANCIAL CORPORATION uses no encryption (data scrambling) on certain portions of our website, and up to 128-bit encryption on other portions. When you are on any website that asks you for confidential information (your social security number or a bank or credit card account number, for example), you should check to see if the information being transmitted is encrypted in order to increase the security of your information. If you need to send confidential information and are concerned about the security of a website, then you should consider sending it by phone or by regular mail instead.

Minors

KING FINANCIAL CORPORATION makes no active effort to collect personal information from children under the age of 18. We believe that children who do wish to submit information to KING FINANCIAL CORPORATION should have permission from their parent or legal guardian.

Additional Rights

Applicable laws may give you additional rights that are not described in this online privacy policy.